India way behind China in International Patents

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In part 2 of this series on research in India, we compare the International patent applications from India with the BRICS nations and the USA. India is far behind China both in terms of patent applications & grants. China files 35 times more patent applications than India and is also granted 35 times more patents than India.

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With the launch of ‘IMPRINT India’, there is a renewed debate about research in India. In Part 1, we looked at the details of this new initiative and also the patent filing numbers in India. In this piece, we look at Indian Patent filing in the international arena (WIPO) and how it compares with the BRICS nations and the USA.

Number of Patent Applications

According to the data available with the World Intellectual Property Organization (WIPO), China and USA are way ahead of India in the number of international patent applications. In the five years from 2009 to 2013, China has seen tremendous growth from 2.4 lakh applications in 2009 to 7.34 lakh applications in 2013. This is more than 200% rise. In the same time, USA has grown from 3.97 lakh applications in 2009 to 5.01 lakh applications in 2013, a 25% growth. India on the other hand has grown from 11939 applications in 2009 to 20908 applications in 2013, representing a 75% increase. Among the BRICS nations, India comes third after China & Russia. South Africa is at the bottom among the BRICS nations.

Number of International Patent Applications filed (Data from WIPO)
Origin Country 2009 2010 2011 2012 2013
China 241434 308326 436170 561408 734096
United States of America 397919 433199 440632 473489 501162
Russian Federation 28859 32837 31464 34379 34067
India 11939 14869 15896 18202 20908
Brazil 5420 5735 6359 6603 6848
South Africa 1964 1996 1763 1688 2211

India was at the 21st place in the world in 1999 in the number of patents applications filed. And India is at the 11th place since 2010. In terms of patent grants, India is at the 26th place in 2013.

Number of Patent Grants

Interestingly, Russia & South Africa are way ahead of the other nations in the percentage of patents granted to the patent applications filed. Russia has a close to 70% grant rate in all the years while South Africa is a close second. USA has a grant rate in the high forties that steadily grew from 2009 to 2013. While India is far behind China in the number of patent applications filed, it is not that far behind in the grant rate. China’s grant rate has seen a continuous decline, from 28.4% in 2009 to 21% in 2013. India on the other hand started at 26.7% in 2009 and fell down to 21% in 2013. The worst grant rate is for Brazil with less than 20% in all the years. So while China has been increasing the number of patent applications at a fierce pace, the grants have not kept the same pace.

Patent Applications by GDP & Population

Based on the GDP figures (2011 PPP), China again leads the pack in the number of patent applications per 100 billion USD. China started at around 2000 applications per 100 billion in 2009 and went up to 4500 applications per 100 billion in 2013. China is closely followed by USA in the second place. USA started at around 1500 applications per 100 billion in 2009 and went up to 1770 in 2013. India is 4th among the BRICS nations, only ahead of South Africa. From 143 applications per 100 billion USD in 2009, India went up to 163 in 2013. Brazil is also ahead of India in this aspect.

As expected, India is at the bottom when it comes to number of patent applications per million population. India started at 6 applications per million population in 2009 and went up to 9 in 2013. China on the other hand started at 172 applications per million in 2009 and went up to 519 in 2013. In other words, China files 50 times more applications per million population compared to India. USA is on the top, thanks to the lower population. From 733 applications per million population in 2009, USA went up to 910 applications per million in 2013. Russia also has a healthy rate in the 3 digits while Brazil & South Africa are in the two digits. India is the only country among the six to have a single digit, owing to the high population.

Indian Patent Grants by Technology

As expected, the most patent applications & grants from India are in the fields of Computer Technology & Pharmaceuticals. The top ten sectors include Organic Chemistry, Digital Communication, Telecommunications, Bitechnology etc.

Number of Patent Grants by Technology (WIPO Data)
Technology 2009 2010 2011 2012 2013
Computer technology 125 455 537 727 1069
Pharmaceuticals 239 263 232 335 356
Organic fine chemistry 256 260 288 338 336
Digital communication 25 83 88 126 197
Telecommunications 20 55 54 98 111
Basic communication processes 32 81 55 65 99
Biotechnology 73 93 87 81 89
Basic materials chemistry 49 47 51 73 87
Audio-visual technology 11 29 43 65 84
Measurement 20 38 38 60 84